Paraplanner - Alderley Edge
Updated: April 17, 2024 11:45 AM GMT
Alderley Park Recruitment
Alderley EdgeAlderley Park Recruitment's notable client based in Alderley Edge is currently recruiting for a Paraplanner based in the centre of Alderley Edge. This is a permanent role and is paying a salary up to £40,000 per annum dependent on experience.
• General accountabilities
• Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times
• Comply with the relevant compliance, FTC, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times
• Follow closely the companies Centralised Investment Proposition (CIP) and other advice guidelines
• Follow the companies Advice Process at all times
• Detailed knowledge and understanding of business compliance procedures
• Liaise with clients in a compliant manner as detailed within the firm’s compliance manual
• Keep up-to-date with all relevant product, legislative and technical changes
• To provide support to Advisers in completing non-client... More Detail
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