Compliance Expert

Updated: April 18, 2024 02:07 PM GMT

EmpHire Recruitment

Anderlecht

Compliance Conduct Risk Expert

In this role, you'll be responsible for staying abreast of legislative and regulatory changes across various compliance domains, including investor protection (MiFID), product governance, Sustainable Finance Disclosure Regulation (ESG) for banking products, advertising and publicity for banking and investment products, borrower protection rules, conflicts of interest, complaint handling, Vendor Risk Management (VRM), Privacy (GDPR), insider trading, and market abuse.

Your key responsibilities will include:
• Monitoring relevant laws and regulations and ensuring that internal policies, procedures, and guidelines for headquarters and agents are up-to-date.
• Analyzing laws and regulations, identifying any gaps or deficiencies, and collaborating with management and the compliance officer to develop action plans.
• Tracking and reporting on the progress of action plans to the compliance officer.
• Promoting awareness among agents, staff, and management... More Detail